Form 144

Results: 602



#Item
521United States Securities and Exchange Commission / Business / 73rd United States Congress / SEC filings / Form 144 / Securities Act / Asset-backed security / Securities Exchange Act / U.S. Securities and Exchange Commission / United States securities law / Financial economics / Finance

Final Rule: Revisions to Rules 144 and 145

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Source URL: www.sec.gov

Language: English - Date: 2007-12-19 15:35:28
522SEC filings / Financial regulation / Securities Exchange Act / U.S. Securities and Exchange Commission / Government / Financial economics / Form 144 / Securities regulation in the United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]May 2, 2014 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed

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Source URL: www.sec.gov

Language: English - Date: 2014-05-05 09:49:50
523Financial regulation / Financial economics / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Municipal Securities Rulemaking Board / Form 144 / United States securities law / United States Securities and Exchange Commission / Finance

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2008-09-16 08:56:59
524Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Net capital rule / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word[removed]Trading Suspension doc.docx

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Source URL: www.sec.gov

Language: English - Date: 2011-11-18 09:33:34
525Financial regulation / Finance / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial economics

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]May 21, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in the s

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Source URL: www.sec.gov

Language: English - Date: 2014-05-20 19:47:33
526United States Securities and Exchange Commission / 73rd United States Congress / Financial regulation / SEC filings / Form 144 / Stock market / Securities Act / Securities Exchange Act / U.S. Securities and Exchange Commission / United States securities law / Financial economics / Finance

Final Rule: Revisions to Rules 144 and 145

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Source URL: www.sec.gov

Language: English - Date: 2007-12-13 15:49:19
52773rd United States Congress / Securities Exchange Act / Government / Finance / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word[removed]_2_.doc

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Source URL: www.sec.gov

Language: English - Date: 2009-09-23 09:03:35
528Financial regulation / Finance / Financial system / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities Act / Securities and Exchange Commission / Rule 144A / Form 144 / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Trading Suspension: U.S. Windfarming, Inc.

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Source URL: www.sec.gov

Language: English - Date: 2005-06-09 09:15:40
529Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2011-08-18 10:11:18
53073rd United States Congress / Finance / Securities Exchange Act / Financial system / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Municipal Securities Rulemaking Board / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2007-04-24 07:26:50
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